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Enhanced Whistleblower Protections: What does it mean for your Company?

27 Jun 2019
Enhanced Whistleblower Protections: What does it mean for your Company?

Naomi Fink

Special Counsel

As of 1 July 2019, potential whistleblowers across Australia will enjoy an added layer of statutory protections.  The Treasury Laws Amendment (Enhancing Whistleblower Protections) Act 2019 (Cth) (‘the Amendment’) has expanded the…...

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Modern slavery laws and their impact on the financial services industry

30 Aug 2019
Modern slavery laws and their impact on the financial services industry

David Court

Partner

Readers may be forgiven for thinking that the practice of slavery is now only of historical interest – having been largely abolished in the 19th century. While that is true…...

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Directors duties of a responsibility entity

05 Sep 2019
Directors duties of a responsibility entity

Samantha Hills

Partner

Need a hand with understanding your duties as director of a responsible entity? Check out this case that made it all the way to the High Court. The case In…...

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Establishing an SMSF – 7 reasons to use a corporate trustee

05 Oct 2019
Establishing an SMSF – 7 reasons to use a corporate trustee

David Court

Partner

Like most professional advisers, we are strongly of the view that a self-managed superannuation fund ("SMSF") should have a corporate trustee. This article looks at the trustee requirements for SMSFs…...

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10 tips to keep your promotional material from being misleading or deceptive

07 Oct 2019
10 tips to keep your promotional material from being misleading or deceptive

Rachel Erlich

Special Counsel

Whether your business provides financial services, credit services or anything else, you are legally responsible for the content of the promotional material that you publish, or otherwise make available, in…...

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APRA regulatory reporting for general insurance providers

17 Oct 2019
APRA regulatory reporting for general insurance providers

David Court

Partner

Are you an AFSL holder and authorised to deal in general insurance? If so, you should be aware of your obligations to provide data to APRA every six months by…...

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12 Problem Words for Financial Services Promotional Materials

25 Oct 2019
12 Problem Words for Financial Services Promotional Materials

David Court

Partner

Whatever your financial services business model, you are legally responsible for the content of the promotional material that you publish or otherwise make available in the public arena. This blog…...

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Paying a member’s financial advice fees out of a super fund

29 Nov 2019
Paying a member’s financial advice fees out of a super fund

David Court

Partner

An issue that regularly arises in relation to the provision of financial advice is whether the cost of that advice can be paid out of a superannuation fund of which…...

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Regulatory Developments – All that you can’t leave behind

31 Jan 2020
Regulatory Developments – All that you can’t leave behind

Samantha Hills

Partner

As you turned the corner into 2020, you might have been grateful to leave the events of 2019 behind you.  But regulatory developments in 2019 will drive the agenda in…...

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