Credit providers and mortgage brokers

Credit Providers

Credit Providers, Aggregators, Intermediaries & Brokers

Are you a lender, aggregator or other intermediary, or a new entrant into the consumer credit industry (e.g: Fintech) that needs assistance managing the complex world of consumer credit regulation?

We can provide services to lenders (large & small), mortgage aggregators, mortgage brokers, fintechs, financial planners, trustees and special purpose vehicles.

If you operate a mortgage fund or act as a mortgage manager, you are likely to be caught by the National Consumer Credit Protection Act 2009 (Cth).

We can help you apply for an Australian Credit Licence (ACL), or provide advice to see if your business requires an ACL.

More ways we can help

  • ACL compliance reviews & audits
  • Responsible lending advice
  • Procedure templates
  • Establishing new credit businesses
  • Reviewing existing compliance frameworks
  • Reviewing disclosure documents
  • Assisting clients with regulatory investigations

and much more.

Useful resources for Credit Providers

Blog update
Blog update
As a credit licensee, can you sign the Annual Compliance Certificate?

If you are a credit licensee, you must lodge an annual compliance certificate with ASIC within 45 days of your licensing anniversary each year.  Your licensing anniversary is the anniversary…

WEBINAR: Advising on Crypto

Your clients are certainly investing in crypto – and many of them want advice. Where are they getting it? What can you say? What can’t you say? Are crypto assets…

Responsible Manager Training
Responsible Manager Training
ACL Responsible Manager Training (RG 206) - Online Workshop

This online half-day course provides an overview of the role of Responsible Managers of Australian Credit Licensees. Accordingly, it will assist participants meet "ongoing training requirements" as set out in…