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Are you located overseas and looking to expand your financial services business into Australia? Our team can help with legal advice, Australian Financial Services Licence and Australian Credit Licence applications, training and document needs.
We are your one-stop shop for Responsible Managers. We offer Responsible Manager training, ongoing compliance support and expert legal advice.
Our commercial arm not only supports our financial services clients – we also act for many mid to large sized corporations, helping them with broad commercial law needs.
Our lawyers have a deep understanding in Financial Crime, including Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF ) obligations for reporting entities and financial services and credit firms.
Many advisers are considering robo-advice models as part of their service offering. In this webinar, we will take a look at the current state of the robo advice market and…
The Australian Securities and Investments Commission (ASIC) released Regulatory Guide 271: Internal Dispute Resolution (RG 271) on 30 July 2020. ASIC’s internal dispute resolution (IDR) reporting requirements will come…
Our half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions…
