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    Our clients include

    BT Financial Group - a financial services company providing products in managed investments, superannuation, insurance and private banking - client testimonial
    Blockchain Australia - industry body that represents Australian businesses in the digital economy - client testimonial
    CPA Australia - a professional accounting body in Australia - client testimonial
    Bankwest - an Australian full-service bank - client testimonial
    The Financial Planning Association of Australia (FPA) - client testimonial
    BTC Markets - Australia's largest, most liquid Cryptocurrency Exchange - client testimonial
    Pitcher Partners - Accounting and Audit Firm - client testimonial
    BDO - Accounting and Financial Services business - client testimonial
    Bongiorno Group - AFSL and ACL holders - client testimonial
    Equitable Investors - an Independent Investment Manager - client testimonial

    Our most popular services

    Play Financial Services Regulatory Lawyers & Consultants

    Licensing in Australia

    Are you located overseas and looking to expand your financial services business into Australia?  Our team can help with legal advice, Australian Financial Services Licence and Australian Credit Licence applications, training and document needs.

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    Play Financial Services Regulatory Lawyers & Consultants

    Responsible Managers

    We are your one-stop shop for Responsible Managers.  We offer training, ongoing compliance support and expert legal advice.

    Play Financial Services Regulatory Lawyers & Consultants

    Commercial Work

    Our commercial arm not only supports our financial services clients – we also act for many mid to large sized corporations, helping them with broad commercial law needs.

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    Play Financial Services Regulatory Lawyers & Consultants

    AML/CTF

    Our team of lawyers have deep expertise in Financial Crime, including Anti-Money Laundering and Counter-Terrorism Financing obligations.

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    Latest Resources

    Webinar
    Webinar
    WEBINAR: FDSs & Opt-Ins – The New Requirements

    Big changes are in place for Fee Disclosure Statements and Renewal Notices from 1 July 2021.  The proposed Bill to implement Commissioner Hayne's recommendations on ongoing fee arrangements has recently…

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    AFSL applications
    AFSL applications
    FACT SHEET: Do I need an Australian Financial Services Licence (AFSL)?

    The law says that you need an Australian Financial Services Licence (AFSL) if you are a “person” who carries on a “financial services” business in this jurisdiction.  (This article includes…

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    Responsible Manager Training
    Responsible Manager Training
    AFSL - Responsible Manager Workshop (Introduction)

    Our half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework.  The sessions…

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