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    Our clients include

    The Principals Community
    Blockchain Australia - industry body that represents Australian businesses in the digital economy - client testimonial
    CPA Australia - a professional accounting body in Australia - client testimonial
    Bankwest - an Australian full-service bank - client testimonial
    The Financial Planning Association of Australia (FPA) - client testimonial
    Arrive Wealth Management
    Pitcher Partners - Accounting and Audit Firm - client testimonial
    BDO - Accounting and Financial Services business - client testimonial
    Bongiorno Group - AFSL and ACL holders - client testimonial
    Equitable Investors - an Independent Investment Manager - client testimonial

    Our most popular services

    Play Financial Services Regulatory Lawyers & Consultants

    Licensing in Australia

    Are you located overseas and looking to expand your financial services business into Australia?  Our team can help with legal advice, Australian Financial Services Licence and Australian Credit Licence applications, training and document needs.

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    Crypto

    The law relating to crypto assets, tokens and their underlying protocols is complex and rapidly evolving.  We don’t have a standalone crypto team – all of our lawyers understand that distributed ledger technology impacts on nearly all the aspects of financial markets as we know them.  We can help you register as a Digital Currency Exchange (DCE) with AUSTRAC, implement an AML/CTF Program and more.

    Play Financial Services Regulatory Lawyers & Consultants

    Commercial Work

    Our commercial arm of the firm not only supports our financial services clients, but we also act for many mid to large sized corporations, helping them with broad commercial law needs.

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    Play Financial Services Regulatory Lawyers & Consultants

    AML/CTF

    Our lawyers have a deep understanding in Financial Crime, including the Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF ) obligations for reporting entities and financial services and credit firms.  We can help you register your business with AUSTRAC, prepare or draft your AML/CTF Program and help you with setting out your Risk Registers.

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    Latest Resources

    Recent Insight
    Recent Insight

    Why your AML/CTF Program needs to be independently reviewed regularly

    The AML/CTF Act states that the independent review should be conducted “regularly”, having regard to the nature and size of your business, the complexity of the services you provide, and the level of ML/TF risk faced by your business.

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    WEBINAR: Going 'green' – Current trends
    WEBINAR: Going 'green' – Current trends

    Whether you are actively seeking to create an environmentally conscious investment option or responding to client demands, it is crucial to consider how your obligations as an AFSL and/or ACL holder factor in.

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    Responsible Manager Training
    Responsible Manager Training

    Our half-day workshop has been designed to provide Responsible Managers and compliance staff with an overview of the role of the Responsible Manager and how they fit within the broader regulatory framework.

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