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Looking to expand your financial services business into Australia? Our team can help with legal advice, Australian Financial Services Licence and Australian Credit Licence applications, training and document needs.
We are your one-stop shop for Responsible Managers. We offer training, ongoing compliance support and expert legal advice.
‘Vulnerable Clients’ – a popular phrase with government, regulators and AFCA. This webinar deals with ethics, and practical application of current and future legal requirements.
The law says that you need an Australian Financial Services Licence (AFSL) if you are a “person” who carries on a “financial services” business in this jurisdiction. (This article includes…
Our half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions…
