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Our clients include

BT Financial Group - a financial services company providing products in managed investments, superannuation, insurance and private banking - client testimonial
Blockchain Australia - industry body that represents Australian businesses in the digital economy - client testimonial
CPA Australia - a professional accounting body in Australia - client testimonial
Bankwest - an Australian full-service bank - client testimonial
The Financial Planning Association of Australia (FPA) - client testimonial
BTC Markets - Australia's largest, most liquid Cryptocurrency Exchange - client testimonial
Pitcher Partners - Accounting and Audit Firm - client testimonial
BDO - Accounting and Financial Services business - client testimonial
Bongiorno Group - AFSL and ACL holders - client testimonial
Equitable Investors - an Independent Investment Manager - client testimonial

Our most popular services

Licensing in Australia

Are you located overseas and looking to expand your financial services business into Australia?  Our team can help with legal advice, Australian Financial Services Licence and Australian Credit Licence applications, training and document needs.

Responsible Managers

We are your one-stop shop for Responsible Managers.  We offer training, ongoing compliance support and expert legal advice.

Commercial Work

Our commercial arm not only supports our financial services clients – we also act for many mid to large sized corporations, helping them with broad commercial law needs.

AML/CTF

Our team of lawyers have deep expertise in Financial Crime, including Anti-Money Laundering and Counter-Terrorism Financing obligations.

Latest Resources

Webinar
Webinar
Webinar: Dealing with Vulnerable Clients

‘Vulnerable Clients’ – a popular phrase with government, regulators and AFCA.  This webinar deals with ethics, and practical application of current and future legal requirements.

AFSL applications
AFSL applications
FACT SHEET: Do I need an Australian Financial Services Licence (AFSL)?

The law says that you need an Australian Financial Services Licence (AFSL) if you are a “person” who carries on a “financial services” business in this jurisdiction.  (This article includes…

Responsible Manager Training
Responsible Manager Training
AFSL - Responsible Manager Workshop (Introduction)

Our half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework.  The sessions…