Non-legal services - Financial Services Compliance Training & Support

Holley Nethercote is more than just a law firm. To ensure we can deliver on our ethos of keeping clients out of court and out of the hands of the regulator, we have a number of non-legal services in addition to our law firm.

These services provide a suite of ‘preventative’ support that allow our clients to get it right the first time. Whether that be training, templates, or regulatory updates, we’ve got you covered.

Our Non-Legal Services

AFSL Applications & ACL Applications - Compliance Support

AFSL Applications & Variations

ACL Applications & Variations

ADI Applications

Responsible Manager Training for Directors, RMs and Compliance Professionals

Custom Training

Responsible Manager Courses

Online Webinars

Compliance Support - Attendance at Compliance Committee Meetings and Reviewing Policies and Procedures

Facilitated workshops

Reviewing policies & procedures

Attendance and Compliance Committee meetings

Policies, templates and guides relating to running an AFSL, providing advice, AML/CTF and more

Policies, templates and guides relating to running an AFSL, Providing Advice, AML/CTF, Unlicensed Accountants and more

Online compliance portal for Responsible Managers and Compliance Staff covering regulatory updates, templates and training

Our online portal for Responsible Managers and Compliance staff, covering Regulatory Updates, Templates and Training

Industries
we work with

What we do

LEGAL

NON-LEGAL

Our Firm

More than just a law firm

Our Non-Legal Services

Industries we work with

What we do

LEGAL

NON-LEGAL

Our Firm

More than just a law firm

Our Non-Legal Services

Industries
we work with