Insights

Date
Industry


Understanding the structural divide in private credit regulation

18 Mar 2026
Understanding the structural divide in private credit regulation

David Court

Partner

Australia’s private credit market has accelerated rapidly, drawing in both retail and wholesale capital, evolving far beyond its once‑niche status.  What was once a specialist segment is now a mainstream…...

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And the record greenwashing penalty goes to…

03 Mar 2026
And the record greenwashing penalty goes to…

Glenjon Aligiannis

Senior Associate

Greenwashing is a term often used across the financial services industry, yet is frequently misunderstood. At its core, it refers to the misrepresentation of a financial product or investment strategy…...

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ASIC REP 828: The Risks of Running a Retail CFD Business

09 Feb 2026
ASIC REP 828: The Risks of Running a Retail CFD Business

Greg Patton

Special Counsel

ASIC’s recent REP 828 – Risky Business: Driving change in CFD issuers’ distribution practices could, for CFD issuers, just as easily be called Risky Business: Running a retail CFD business in a…...

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Where firms are getting TMDs wrong, and what better prepared firms are doing differently

03 Feb 2026
Where firms are getting TMDs wrong, and what better prepared firms are doing differently

Glenjon Aligiannis

Senior Associate

Several years on from the introduction of the design and distribution obligations (“DDO”) regime in October 2021, the central challenge that product issuers face remains to be defining their target…...

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Artificial Intelligence and Financial Services: What 2025 taught us

12 Jan 2026
Artificial Intelligence and Financial Services: What 2025 taught us

Tali Borowick

Lawyer

Whether you describe it as the ‘AI revolution’,[1] ‘AI bubble’,[2] or an ‘industry reshape’,[3] 2025 has seen artificial intelligence affect industries across Australia, including financial services. Specifically, we have seen…...

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Scam lessons from AFCA: How Licensees can seek to reduce liability in a new era of fraud

28 Nov 2025
Scam lessons from AFCA: How Licensees can seek to reduce liability in a new era of fraud

Josh Wigney

Associate

It wasn’t long ago that someone would receive an email in their inbox saying they had received a large inheritance from the prince of a foreign land and immediately know…...

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So, you operate your small business through a company. Do you understand how it must operate and what is required of you?

17 Nov 2025
So, you operate your small business through a company. Do you understand how it must operate and what is required of you?

Tim Dixon

Special Counsel

Are you a sole director of a company through which you operate your business or are you a co-director of a family-owned business with your spouse or partner?  It is…...

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Services Agreements in financial services. What are the essentials?

05 Nov 2025
Services Agreements in financial services.  What are the essentials?

Alison Rees

Senior Associate

No doubt you will be aware of the alarming number of high-profile Federal Court proceedings commenced this year that deal with AFSL holders monitoring and supervising their service providers (or…...

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Our feedback on Treasury’s consultation paper ‘Regulating digital asset platforms – exposure draft legislation’

27 Oct 2025
Our feedback on Treasury’s consultation paper ‘Regulating digital asset platforms – exposure draft legislation’

Paul Derham

Managing Partner

Dear Director, RE: Regulating digital asset platforms – exposure draft legislation Thank you for the opportunity to provide feedback on Treasury’s consultation paper ‘Regulating digital asset platforms – exposure draft…...

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