Financial Services Law
Tuesday, 18 December 2018
In the wake of the Royal Commission and the criticisms of ASIC being a soft regulator, ASIC Commissioner James Shipton has unequivocally said that ASIC will adopt a much tougher and more aggressive stance in its monitoring and enforcement of compliance with the financial services laws.
Wednesday, 13 December 2017
Every now and again, employers find themselves faced with an employee who steps over the line and does something which requires a disciplinary response but may not warrant dismissal. This may occur when a long standing and valued employee does something out of character.
Tuesday, 4 October 2016
Are you a franchisor? ...or a financial services provider with authorised representatives? …or a credit provider? …or a service provider? Do you have a standard form contract that you wheel out when you take on board a new business partner or customer?