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COVID-19 and Paying the Rent – Part 2 (the lock-down continues)
29 Jul 2020Read Part 1 to this blog: COVID-19 and Paying the Rent. Back in April of this year – which seems like an eternity ago – we provided some advice (in…...
Read moreBusiness Partnerships – What you should know
24 Jul 2020What is a partnership? A partnership is a business structure where two or more people enter into a relationship in order to carry on a business, with the mutual intention…...
Read moreAre you ‘fit and proper’ or only of ‘good fame and character’?
30 Jun 2020In March 2020, the requirements for obtaining and maintaining an Australian Financial Services Licence (AFSL) were amended by the Financial Sector Reform (Hayne Royal Commission Response—Stronger Regulators (2019 Measures)) Act…...
Read moreFACT SHEET: How to set up a Money Remitter (also known as a Money Transfer Operator or Payment Services Provider) Checklist
19 Jun 2020☐ Determine the characteristics of your remittance business Payment corridors and any other jurisdictions you will deal with Currencies you will exchange Customer types Whether your business offers only spot FX…...
Read moreCompliance – What is it good for?
29 May 2020Financial services licensees will be well aware that they are required to comply with the financial services laws and the conditions of their licence. They are also required to self-report…...
Read moreAFCA – so what is fair?
20 May 2020As I write this in May 2020, we are facing difficult times. We are grappling with a global pandemic caused by COVID-19. And, as we experienced during the global financial…...
Read moreCOVID-19 and Paying the Rent
30 Apr 2020Can you get rent relief for your business offices? If your offices are occupied under a commercial lease and your business has been affected by the COVID-19 pandemic, the rent…...
Read moreI’m a Responsible Manager. What does this mean?
15 Apr 2020We regularly train Responsible Managers (“RMs”) of AFS licensees to help them better understand their role. Many RMs are curious to know what they have to do and whether they are personally…...
Read moreRoyal Commission Review
06 Apr 2020In a 1-hour webinar, Paul Derham, Kath Bowler and I discuss the largest issues in the financial services industry following the 2018 Royal Commission. Importantly, we learned that the large majority…...
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