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I’m a Responsible Manager. What does this mean?
15 Apr 2020
Samantha Hills
PartnerWe regularly train Responsible Managers (“RMs”) of AFS licensees to help them better understand their role. Many RMs are curious to know what they have to do and whether they are personally…...
Read moreResponsible Managers and the Key Person Condition – The Consequences
20 Jan 2021
Frank Varga
Head of LicensingWe have previously discussed what does it mean to be a Responsible Manager? To recap, Section 912A of the Corporations Act, which sets out the key obligations of an AFS…...
Read moreLiability of a Responsible Manager – Who’s responsible when things go wrong?
06 Aug 2021
David Court
PartnerThe Responsible Manager (RM) of a licensee plays a key role under the financial services and credit licensing regimes. However, many RMs are concerned as to their responsibilities and…...
Read moreHow to be a Responsible Manager – Competence & Responsibilities
09 Nov 2022
Josh Wigney
AssociateThe Responsible Manager (RM) is one of the most important positions that an Australian Financial Services (AFS) Licensee has to maintain. They are the person (or, more likely, persons) who…...
Read moreDo I really need to do Responsible Manager (RM) Training?
16 Jan 2025
Samantha Hills
PartnerYou’re busy. You have a business to run and services to deliver. On top of that, your compliance consultant is saying you need to do Responsible Manager training. Is…...
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