Insights

Date
Industry


New Breach Reporting Regime: as simple as assembling a springless trampoline

08 Dec 2020
New Breach Reporting Regime: as simple as assembling a springless trampoline

Paul Derham

Managing Partner

After browsing the recently-tabled 153-page Financial Sector Reform Bill, I was struck by the irony of Hayne’s comments in his Interim Report: Should the existing law be administered or enforced…...

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ASIC’s Product Intervention Power – How does it work?

01 Dec 2020
ASIC’s Product Intervention Power – How does it work?

Rachel Erlich

Special Counsel

Since 6 April 2019, ASIC has had the power to proactively intervene in relation to a financial or credit product (“product”) or class of products to reduce the risk of…...

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The Dangers of Ignoring Client Vulnerability

05 Nov 2020
The Dangers of Ignoring Client Vulnerability

Paul Derham

Managing Partner

  Chances are, you’re reading this article on an electronic device.  You may have used the same device to video-chat with others, message your team and create or send documents…...

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All Over – the Business impact after COVID-19

21 Oct 2020
All Over – the Business impact after COVID-19

Grant Holley

Co-Founder & Consultant

We are all ‘over COVID’, but are we ‘all over’ the business law issues likely to arise when COVID-19 is all over? Our objective with Commercial Corner is to address…...

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I Want to Buy an AFSL

12 Oct 2020
I Want to Buy an AFSL

Frank Varga

Head of Licensing

  “Do you have an AFSL that we can buy?”  This is a regular query that we receive which results in a lengthy response. Buying an Australian Financial Services Licence…...

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We all know “fair’s fair”; but what is fair?

05 Oct 2020
We all know “fair’s fair”; but what is fair?

Grant Holley

Co-Founder & Consultant

It is a legitimate question; and an important one if you are in the financial services sector. The Macquarie dictionary relevantly defines it as “free from bias, dishonesty, or injustice”…...

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Does your Organisation have a strong enough “Customer Voice”?

30 Sep 2020
Does your Organisation have a strong enough “Customer Voice”?

Jesse Vermiglio

Partner

You’ve no doubt heard it on multiple occasions, we live in extraordinary times.  Like so many other industries, the COVID-19 pandemic has brought significant challenges for financial services businesses.  This…...

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Responsible Lending Obligations to be Scrapped!

25 Sep 2020
Responsible Lending Obligations to be Scrapped!

Jesse Vermiglio

Partner

  The Government has this morning announced major reforms to the National Consumer Credit regime including the scrapping of Responsible Lending Obligations (RLOs).  Below is short summary of the key…...

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Shareholder Essentials for Private Companies: The Importance of a Robust Shareholder Agreement

24 Sep 2020
Shareholder Essentials for Private Companies: The Importance of a Robust Shareholder Agreement

Tim Dixon

Special Counsel

If you’re setting up a business, or you have set up a business, you most likely will or have, set up a proprietary limited (Pty Ltd) company or private company. …...

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