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Are you paying too much for your ASIC Industry Funding Levy?
04 Apr 2019
Frank Varga
Head of LicensingASIC has now issued levies for the 2017 – 2018 financial year. These invoices were due to be paid by 15 March 2019. Late payment penalties apply from 1 April…...
Read moreCurrent ASIC trends in AFSL and ACL applications and variations
05 Jul 2019
Frank Varga
Head of LicensingSome of you reading may already hold a licence issued by ASIC, be it an AFSL, an ACL or both. If you’re not looking to set up a new business…...
Read moreI Want to Buy an AFSL
12 Oct 2020
Frank Varga
Head of Licensing“Do you have an AFSL that we can buy?” This is a regular query that we receive which results in a lengthy response. Buying an Australian Financial Services Licence…...
Read moreWho’s in control? Changes of control to a licensed entity and your obligations
09 Jan 2023
David Court
PartnerIn this article, we examine the obligation of AFSL holders and credit licensees to determine whether there has been a change of control in their entity, and subsequently report any…...
Read moreFACT SHEET: Top 10 Tips for a Successful AFSL Application
08 Feb 2024
Frank Varga
Head of LicensingHere are our top 10 tips for a successful AFSL application. Organisational competency, as demonstrated by your Responsible Manager, will make or break your application. Get good legal advice at…...
Read moreFACT SHEET – Should I have my own AFSL?
11 Feb 2024
Frank Varga
Head of LicensingDoes the licensing regime prevent you from being an authorised representative of an existing AFSL holder? Are you getting tired of receiving bills from your licensee for the privilege of…...
Read moreFACT SHEET: The AFSL Application Process
17 Feb 2024
Frank Varga
Head of LicensingBefore applying for a licence, you need to know: 1. Why are you applying? “Branding” alone won’t cut it. You need to convince ASIC that you need a licence. You…...
Read moreFACT SHEET: AFSL Costs
20 Feb 2024
Frank Varga
Head of LicensingSo, you think you’re ready to apply for your own AFSL. What are the costs should you be prepared for? Preparing You can attempt to prepare and submit your own…...
Read moreFACT SHEET: Key AFSL Requirements
21 Feb 2024
Frank Varga
Head of LicensingHow do I get an AFSL, you ask? Below, we outline the key requirements required for applying for and obtaining an AFSL. If you decide to obtain an AFSL, it…...
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