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Enforceable Undertaking – What you need to know as a licensee
17 Sep 2019
Grant Holley
Co-Founder & ConsultantAn enforceable undertaking, or EU, is an undertaking offered to ASIC, by what we affectionately refer to as “the Pingee”, which sets out in writing certain actions that the Pingee…...
Read moreSection 30 and Section 33 Notices – ASIC’s Power to Compel Production of Books
05 Apr 2024
Rachel Erlich
Special CounselThe Australian Securities and Investments Act 2001 (ASIC Act) gives ASIC the power to issue section 30 and section 33 notices compelling the production of certain books. Section 30 and…...
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