Search Result
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Outsourcing: How can you comply with an obligation without performing the function?
30 Mar 2020In times like these, are you confident that your business will continue to comply with its obligations where it has outsourced its functions? We explore strategies that your business can implement
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Our submission to Treasury’s Regulating Digital Asset Platforms Proposal Paper
08 Dec 2023Dear Director, RE: Regulating Digital Asset Platforms - Proposal Paper Thank you for the opportunity to provide feedback on Treasury’s Regulating Digital Asset Platforms Proposal Paper (the Pr
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Our submission to Treasury on Token Mapping
21 Mar 2023Dear Director, RE: Token Mapping Consultation Paper Thank you for the opportunity to provide feedback on Treasury’s Token Mapping Consultation Paper (the Consultation Paper). As set out in
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Our Submission to Consultation Paper: Modernising Australia’s AML/CTF regime
08 Jun 2023Dear Director, RE: Modernising Australia’s AML/CTF regime Thank you for the opportunity to provide feedback on proposed reforms to Australia’s anti-money laundering and counter-terrorism fin
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Our submission in relation to the Quality of Advice Review Consultation Paper – Proposals for Reform
19 Sep 2022Name/Organisation: Holley Nethercote Lawyers Questions Intended outcomes 1. Do you agree that advisers and product issuers should be able to provide personal advice to their cus
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Our feedback to Treasury’s issues paper ‘Quality of Advice Review’
10 Jun 2022Email: [email protected] Dear Ms Levy, RE: Quality of advice review – issues paper Thank you for the opportunity to provide feedback on Treasury’s issues paper Quality of Advic
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Our feedback on Treasury’s consultation paper ‘Regulating digital asset platforms – exposure draft legislation’
27 Oct 2025Dear Director, RE: Regulating digital asset platforms – exposure draft legislation Thank you for the opportunity to provide feedback on Treasury’s consultation paper ‘Regulating digital ass
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Ongoing fee arrangements – consent, consent, consent
18 Nov 2024The big-ticket item for advice licensees resulting from the DBFO Act is the changes made to ongoing fee arrangements (OFAs). New provisions relating to OFAs come into effect from 10 January 2025.[i]
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Ongoing Fee Arrangements – Frequently Asked Questions
07 Jul 2021We've received a few questions from clients about the new Ongoing Fee Arrangements (OFA), so our team of lawyers and consultants have teamed up to answer some of the most frequently asked qu
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New penalties for Unfair Contract Terms call for an immediate review of your Standard Form Contracts
09 Aug 2023On 9 November 2023, a substantial expansion of the unfair contract terms laws (the UCT laws) in the Australian Consumer Law (ACL) and the Australian Securities and Investments Commission Act