Jenny Mulders

LinkedinLicensing Consultant

Jenny has worked within the Australian Financial Services Sector since 1999, advising on regulatory compliance, AFS licensing, governance and risk management. She has worked extensively with Boards, Responsible Managers and senior executives and has broad experience across managed accounts, managed funds, securities, derivatives, foreign exchange, insurance, superannuation and other financial products.

Key Areas of Expertise

  • Australian Financial Services licensing and licence variations
  • Regulatory compliance and governance
  • Compliance and risk management frameworks
  • Managed discretionary accounts and managed accounts
  • Managed funds and IDPS
  • Responsible Manager and organisational competence requirements
  • Regulatory change and implementation
  • Breach reporting and remediation advice
  • Complaints managed advice

Career Achievements

  • Chair of the IMAP Regulatory Committee
  • Contributed to industry and regulatory discussions through professional bodies and industry committees
  • Founded and led a specialist financial services compliance consultancy for over 15 years

Qualifications

  • Fellow, Governance Institute of Australia (FGIA)
  • Qualified Chartered Certified Accountants (ACCA)
  • Certified Internal Auditor

Favourite Quote

“Be curious, not judgmental.” – Ted Lasso