Financial services businesses and individuals operate in a complex environment. This complexity seems to be forever increasing; whether it relates to changing regulatory requirements, complexity associated with partners and services providers or consumer expectations about the products and services they receive. At no other time have businesses and individuals operating in the financial services sector been

At Holley Nethercote Lawyers we have a preventative law focus – this includes preventing litigation. However, we know that sometimes litigation is unavoidable. Whether its action taken by regulators like civil penalty proceedings, licence cancellations and bannings, commercial disputes associated with the sale or purchase of businesses or with services providers, or dealing with client disputes, our team of experienced litigators and lawyers can assist you manage and resolve disputes through negotiation, mediation and litigation.

Our team has experience acting in all types of disputes and across a range of jurisdictions. As financial services lawyers, we understand the complexities of our clients’ disputes and their commercial arrangements operating in the financial services sector.

Our litigators and lawyers have particular experience defending civil penalty proceedings commenced by regulators, licence cancellations and banning actions, defending AFCA complaints and court action by former clients, and disputes associated with the sale and purchase of financial services businesses.