Events & Training
We train Responsible Managers, Responsible Persons, Directors and other Officers, Compliance Managers, Advisers, Dealers, Brokers, Regulators and Compliance Consultants. A lot of our training is bespoke in-house training. However, some are available to the public! Our upcoming public courses are below:
About HN Training
Our training is run by our lawyers and consultants who are able to provide unique insights into the law. We provide CPD certificates, and categorise our training to assist advisers meet their FASEA requirements. However, please note that Holley Nethercote is not an RTO. For more information about our training services, please click here.
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Wed May 18
WEBINAR: External Reviews – Bring in the sniffer dogs…
11:00 am - 12:00 pmWebinarYou don't need us to tell you financial services regulation is complex. You've kept up with all the changes, but when was the last time you invited a fresh set of eyes into your business? In this...
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Tue May 24
AFSL Industry Specific Responsible Manager Workshop (Product Providers)
2:00 pm - 4:00 pmWebinarOur AFSL Industry Specific Responsible Managers Workshop for Product Providers focuses on identifying required competencies of Responsible Managers and strategies for developing them. It also explor...
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Wed May 25
AFSL Responsible Manager Training (RG 105) – Online Workshop
10:00 am - 1:00 pmWebinarOur half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interactive and ...
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Thu May 26
Derivatives 101 – Technical Training: Regulatory Focus and Fundamentals – Sydney Workshop
1:15 pm - 2:15 pmDexus PlaceIn this session, we'll explore the legal and regulatory fundamentals you need to know when operating an OTC Derivatives & CFDs business in Australia. This workshop will be held straight after o...
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Wed Jun 15
WEBINAR: Advising on Crypto
11:00 am - 12:00 pmWebinarYour clients are certainly investing in crypto – and many of them want advice. Where are they getting it? What can you say? What can’t you say? Are crypto assets financial products and if ...
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Wed Jun 15
AFSL Responsible Manager Training (RG 105) – Online Workshop
2:00 pm - 5:00 pmWebinarOur half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interactive and ...
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Thu Jul 21
AFSL Responsible Manager Training (RG 105) – Online Workshop
10:00 am - 1:00 pmWebinarOur half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interactive and ...
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Tue Jul 26
General v Personal Advice – Online Training Course
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the difference between general and personal advice, breach reporting and ASIC regulatory action. We also take a look a...
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Tue Aug 23
AFSL Responsible Manager Training (RG 105) – Sydney Workshop
9:00 am - 12:30 pmdetails will be sent closers to the training date.Our half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interactive and ...
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Wed Sep 14
AFSL Responsible Manager Training (RG 105) – Melbourne Workshop
1:30 pm - 5:00 pmHolley Nethercote OfficeOur half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interactive and ...