Events & Training
We train Responsible Managers, Responsible Persons, Directors and other Officers, Compliance Managers, Advisers, Dealers, Brokers, Regulators and Compliance Consultants. A lot of our training is bespoke in-house training. However, some are available to the public! Our upcoming public courses are below:
About HN Training
Our training is run by our lawyers and consultants who are able to provide unique insights into the law. We provide CPD certificates, and categorise our training to assist advisers meet their FASEA requirements. However, please note that Holley Nethercote is not an RTO.
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Wed Jun 23
Payments Law 101 Technical Training – Regulatory Focus and Fundamentals
2:15 pm - 3:15 pmWebinarRegulatory Focus and Fundamentals – 5 Regulators, 1 Payments business! How is the law relevant to my business?
In this webinar, we’ll explore the legal and regulatory fundamentals you ne... -
Fri Jun 25
WEBINAR: Asset Allocation Update – Helping clients navigate a new world of retail investing
11:00 am - 12:00 pmWebinarWith over 70% of investors looking to control their own investing, and the dramatic increase over the past 18 months in young people trying their hand at share trading, there has never been a greater ...
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Mon Jun 28
Online General v Personal Advice Public Training Course
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the difference between general and personal advice, breach reporting and ASIC regulatory action. We also take a look a...
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Mon Jul 5
AFSL Responsible Manager Training (RG 105) – Online Workshop
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
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Wed Jul 21
WEBINAR: Conflicted Remuneration – Balanced Scorecards, Tips & Traps
11:00 am - 12:00 pmWebinarIn this webinar, Holley Nethercote's Special Counsel, Michael Mavromatis, will discuss how...
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Tue Jul 27
AFSL Applied Responsible Manager Workshop (CFD Providers & Corporate FX Companies)
2:00 pm - 5:00 pmWebinarOur half day AFSL Applied Responsible Managers Workshop for CFD Providers & Corporate FX Companies focuses on identifying required competencies of Responsible Managers and strategies for developin...
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Thu Aug 5
AFSL Responsible Manager Training (RG 105) – Online Workshop
9:30 am - 12:30 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
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Wed Aug 18
WEBINAR: Incorporating Robo-Advice into your Service Offering
11:00 am - 12:00 pmWebinarMany advisers are considering robo-advice models as part of their service offering. In this webinar, we will take a look at the current state of the robo advice market and how the products have evol...
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Wed Aug 25
ACL Responsible Manager Training (RG 206) – Online Workshop
2:00 pm - 5:00 pmWebinarThis online half-day course provides an overview of the role of Responsible Managers of Australian Credit Licensees. Accordingly, it will assist participants meet "ongoing training requirements" as ...
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Thu Sep 9
AFSL Responsible Manager Training (RG 105)
1:30 pm - 5:00 pmWebinarThis workshop is currently scheduled to be held face-to-face in Sydney. However, depending on COVID-19 and Government restrictions, this workshop may be moved to online. ...