Events & Training
We train Responsible Managers, Responsible Persons, Directors and other Officers, Compliance Managers, Advisers, Dealers, Brokers, Regulators and Compliance Consultants. A lot of our training is bespoke in-house training. However, some are available to the public! Our upcoming public courses are below:
About HN Training
Our training is run by our lawyers and consultants who are able to provide unique insights into the law. We provide CPD certificates, and categorise our training to assist advisers meet their FASEA requirements. However, please note that Holley Nethercote is not an RTO. For more information about our training services, please click here.
-
Thu Feb 10
AFSL Responsible Manager Training (RG 105) – Online Workshop
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
-
Wed Feb 16
WEBINAR: Monitoring and Supervision
11:00 am - 12:00 pmWebinarDo you know what monitoring and supervision tasks should you be undertaking daily, weekly, monthly, annually? In this session, we’ll look at a 12 month period and the typical monitoring and super...
-
Wed Mar 23
AFSL Responsible Manager Training (RG 105) – Melbourne
9:00 am - 12:30 pmHolley Nethercote Compliance OfficeOur half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interactive and ...
-
Wed Mar 30
AFSL Applied Responsible Manager Workshop (CFD Providers & Corporate FX Companies)
3:00 pm - 5:00 pmWebinarOur AFSL Applied Responsible Managers Workshop for CFD Providers & Corporate FX Companies focuses on identifying required competencies of Responsible Managers and strategies for developing them. ...
-
Thu Apr 7
General v Personal Advice – Online Training Course
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the difference between general and personal advice, breach reporting and ASIC regulatory action. We also take a look a...
-
Wed Apr 13
AML/CTF Training – Online Workshop
2:00 pm - 5:00 pmWebinarOur 3 hour online interactive workshop helps you meet your annual AML/CTF training requirements. The workshop will:
- give you the knowledge and skills to identify the risks of regulated ...
-
Tue Apr 26
AFSL Responsible Manager Training (RG 105) – Online Workshop
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
-
Thu Apr 28
AFSL Applied Responsible Manager Workshop (Product Providers)
3:00 pm - 5:00 pmWebinarOur AFSL Applied Responsible Managers Workshop for Product Providers focuses on identifying required competencies of Responsible Managers and strategies for developing them. It also explores conflic...
-
Mon May 16
AFSL Applied Responsible Manager Workshop (Financial Advisers)
3:00 pm - 5:00 pmWebinarOur AFSL Applied Responsible Managers Workshop for Financial Advisers focuses on identifying required competencies of Responsible Managers and strategies for developing them. It also explores confli...
-
Wed May 25
AFSL Responsible Manager Training (RG 105) – Online Workshop
10:00 am - 1:00 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...