Events & Training
We train Responsible Managers, Responsible Persons, Directors and other Officers, Compliance Managers, Advisers, Dealers, Brokers, Regulators and Compliance Consultants. A lot of our training is bespoke in-house training. However, some are available to the public! Our upcoming public courses are below:
About HN Training
Our training is run by our lawyers and consultants who are able to provide unique insights into the law. We provide CPD certificates, and categorise our training to assist advisers meet their FASEA requirements. However, please note that Holley Nethercote is not an RTO.
-
Tue Feb 2
AFSL Responsible Manager Training (RG 105) – Online Workshop
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
-
Fri Feb 5
AML/CTF for Financial Advisers Training – Online Workshop
10:00 am - 12:00 pmWebinarMost advice firms are aware that they have AML/CTF obligations, but aren’t always 100% exactly sure of what those obligations are. We'll walk through the nuts and bolts of AML/CTF law, why you hav...
-
Wed Feb 17
WEBINAR: Breach Reporting – The New Requirements
11:00 am - 12:00 pmWebinarBreach Reporting is changing in a big way. The Government has now implemented Hayne's breach reporting recommendations. In this webinar, Paul will explore the new requirements which commence in Oc...
-
Wed Feb 24
AFSL Applied Responsible Manager Workshop for Financial Advisers
2:00 pm - 5:00 pmWebinarOur half day AFSL Applied Responsible Managers Workshop for Financial Advisers focuses on identifying required competencies of Responsible Managers and strategies for developing them. It also explor...
-
Thu Feb 25
Mortgage Brokers Best Interests Duties – Online Workshop
2:00 pm - 5:00 pmWebinarThis workshop will work through common scenarios and cover the types of steps mortgage brokers should take to help them comply with the new best interests duty that came into effect on 1 January 2021....
-
Wed Mar 3
AFSL Responsible Manager Training (RG 105) – Workshop
9:00 am - 12:30 pmHolley Nethercote Compliance OfficeThis will be the first face-to-face public Responsible Manager workshop since the beginning of 2020! We aim to have this workshop face-to-face in our Melbourne office, however, it will be subject to...
-
Wed Mar 17
WEBINAR: FDSs & Opt-Ins – The New Requirements
11:00 am - 12:00 pmWebinarBig changes are proposed for Fee Disclosure Statements and Renewal Notices in 2021. The Government has recently introduced legislation into Parliament to implement Commissioner Hayne’s recommendat...
-
Tue Mar 23
ACL Responsible Manager Training (RG 206) – Online Workshop
2:00 pm - 5:00 pmWebinarThis online half-day course provides an overview of the role of Responsible Managers of Australian Credit Licensees. Accordingly, it will assist participants meet "ongoing training requirements" as ...
-
Mon Mar 29
AFSL Responsible Manager Training (RG 105) – Online Workshop
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
-
Wed Apr 21
WEBINAR: Code Provisions & Enforceability
11:00 am - 12:00 pmWebinarIndustry codes are expressed as promises made by industry participants. If industry codes are to be more than public relations puffs, the promises made must be made seriously. “ Hayne Royal Co...