Events & Training
We train Responsible Managers, Responsible Persons, Directors and other Officers, Compliance Managers, Advisers, Dealers, Brokers, Regulators and Compliance Consultants. A lot of our training is bespoke in-house training. However, some are available to the public! Our upcoming public courses are below:
About HN Training
Our training is run by our lawyers and consultants who are able to provide unique insights into the law. We provide CPD certificates, and categorise our training to assist advisers meet their FASEA requirements. However, please note that Holley Nethercote is not an RTO. For more information about our training services, please click here.
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Thu Aug 5
AFSL Responsible Manager Training (RG 105) – Online Workshop
9:30 am - 12:30 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
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Wed Aug 18
WEBINAR: Incorporating Robo-Advice into your Service Offering
11:00 am - 12:00 pmWebinarMany advisers are considering robo-advice models as part of their service offering. In this webinar, we will take a look at the current state of the robo advice market and how the products have evol...
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Wed Aug 25
ACL Responsible Manager Training (RG 206) – Online Workshop
2:00 pm - 5:00 pmWebinarThis online half-day course provides an overview of the role of Responsible Managers of Australian Credit Licensees. Accordingly, it will assist participants meet "ongoing training requirements" as ...
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Thu Sep 9
Online AFSL Responsible Manager Training (RG 105)
2:00 pm - 5:30 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
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Thu Sep 23
CFDs 101 Technical Training – Regulatory Focus & Fundamentals – Derivatives, Foreign Exchange Contracts & Client Money
2:15 pm - 3:15 pmWebinarIn this session, we'll explore the legal and regulatory fundamentals you need to know when operating a CFDs business in Australia....
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Wed Sep 29
AFSL Applied Responsible Manager Workshop (Financial Advisers)
2:00 pm - 5:00 pmWebinarOur half day AFSL Applied Responsible Managers Workshop for Financial Advisers focuses on identifying required competencies of Responsible Managers and strategies for developing them. It also explor...
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Wed Oct 6
AFSL Applied Responsible Manager Workshop (CFD Providers & Corporate FX Companies)
2:00 pm - 5:00 pmWebinarOur half day AFSL Applied Responsible Managers Workshop for CFD Providers & Corporate FX Companies focuses on identifying required competencies of Responsible Managers and strategies for developin...
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Mon Oct 11
AFSL Responsible Manager Training (RG 105) – Online Workshop
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
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Wed Oct 27
AFSL Applied Responsible Manager Workshop (Product Providers)
2:00 pm - 5:00 pmWebinarOur half day AFSL Applied Responsible Managers Workshop for Product Providers focuses on identifying required competencies of Responsible Managers and strategies for developing them. It also explore...
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Thu Nov 11
AFSL Responsible Manager Training (RG 105)
9:00 am - 12:30 pmWebinarThis workshop is currently scheduled to be held face-to-face in Sydney. However, depending on COVID-19 and Government restrictions, this workshop may be moved to online. ...