Live Training
WEBINAR: Breach Reporting – Your step-by-step guide to identifying and reporting common incidents and breaches
In this highly practical webinar, we’ll take you step-by-step through the Incident and Breach reporting process using some common situations that we’ve come across.
The scenarios we’ll cover are:
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AFSL Responsible Manager Training (RG 105) – Online Workshop – March 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
WEBINAR: The Forgotten Law – the Spam Act: Do you really know what you can and can't do?
Bring along your marketing staff at no additional cost
This year, we’re exploring a few ‘forgotten’ pieces of legislation that can get financial services firms in hot water but … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – April 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
WEBINAR: Experience Pathway for financial advisers
Do you want to know if you are eligible for the Experience Pathway for financial advisers? You are not the only one. We have received a lot of inquiries … Find out more >
ACL Responsible Manager Training - 23 May 2024
Our half-day Responsible Manager workshop has been designed to provide ACL Responsible Managers with an overview of the role of the Responsible Manager, how they fit within the broader … Find out more >
AFSL Responsible Manager Training (RG 105) – Melbourne Workshop – May 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
Advice Licensees Compliance Forum Breakfast (Sydney, June 2024)
Who should attend?
This forum is for compliance officers and managers, in-house legal counsel, directors and responsible managers in the financial advice sector. The purpose of the forum is … Find out more >
AFSL Responsible Manager Training (RG 105) – Online Workshop – June 2024
One of the key requirements for an AFS licensee is to demonstrate the organisation's competence, as set out in ASIC RG 105 AFS licensing: Organisational competence. Licensees can … Find out more >
Derivatives Compliance Forum - 5 December 2024
Join us in Sydney or online for our last Derivatives Compliance Forum of the year. This forum will be jam-packed with recent regulatory updates and ASIC's latest round of … Find out more >