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Our clients include

BT Financial Group - a financial services company providing products in managed investments, superannuation, insurance and private banking - client testimonial
Blockchain Australia - industry body that represents Australian businesses in the digital economy - client testimonial
CPA Australia - a professional accounting body in Australia - client testimonial
Bankwest - an Australian full-service bank - client testimonial
The Financial Planning Association of Australia (FPA) - client testimonial
Arrive Wealth Management
Pitcher Partners - Accounting and Audit Firm - client testimonial
BDO - Accounting and Financial Services business - client testimonial
Bongiorno Group - AFSL and ACL holders - client testimonial
Equitable Investors - an Independent Investment Manager - client testimonial

Our most popular services

Licensing in Australia

Are you located overseas and looking to expand your financial services business into Australia?  Our team can help with legal advice, Australian Financial Services Licence and Australian Credit Licence applications, training and document needs.

Responsible Managers

We are your one-stop shop for Responsible Managers.  We offer Responsible Manager training, ongoing compliance support and expert legal advice.

Commercial Work

Our commercial arm not only supports our financial services clients – we also act for many mid to large sized corporations, helping them with broad commercial law needs.

AML/CTF

Our lawyers have a deep understanding in Financial Crime, including Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF ) obligations for reporting entities and financial services and credit firms.

Latest Resources

Webinar
Webinar
WEBINAR: Are you ready for the new financial services requirements in October?

It’s no doubt been a been a busy few months for most of you as you prepare for the raft of changes that come into effect in October 2021.  In…

ASIC RG 271
ASIC RG 271
RG 271 – Are you ready for the new Internal Dispute Resolution (IDR) requirements?

  The Australian Securities and Investments Commission (ASIC) released Regulatory Guide 271: Internal Dispute Resolution (RG 271) on 30 July 2020.  ASIC’s internal dispute resolution (IDR) reporting requirements will come…

Responsible Manager Training
Responsible Manager Training
AFSL - Responsible Manager Workshop (Introduction)

Our half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework.  The sessions…