Events & Training
We train Responsible Managers, Responsible Persons, Directors and other Officers, Compliance Managers, Advisers, Dealers, Brokers, Regulators and Compliance Consultants. A lot of our training is bespoke in-house training. However, some are available to the public! Our upcoming public courses are below:
About HN Training
Our training is run by our lawyers and consultants who are able to provide unique insights into the law. We provide CPD certificates, and categorise our training to assist advisers meet their FASEA requirements. However, please note that Holley Nethercote is not an RTO.
-
Wed Sep 29
AFSL Applied Responsible Manager Workshop (Financial Advisers)
2:00 pm - 5:00 pmWebinarOur half day AFSL Applied Responsible Managers Workshop for Financial Advisers focuses on identifying required competencies of Responsible Managers and strategies for developing them. It also explor...
-
Mon Oct 11
AFSL Responsible Manager Training (RG 105) – Online Workshop
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
-
Wed Oct 27
AFSL Applied Responsible Manager Workshop (Product Providers)
2:00 pm - 5:00 pmWebinarOur half day AFSL Applied Responsible Managers Workshop for Product Providers focuses on identifying required competencies of Responsible Managers and strategies for developing them. It also explore...
-
Thu Nov 11
AFSL Responsible Manager Training (RG 105)
9:00 am - 12:30 pmWebinarThis workshop is currently scheduled to be held face-to-face in Sydney. However, depending on COVID-19 and Government restrictions, this workshop may be moved to online. ...
-
Mon Nov 22
AFSL Applied Responsible Manager Workshop (CFDs & FX Companies)
2:00 pm - 5:00 pmWebinarOur half day AFSL Applied Responsible Managers Workshop for CFDs and Corporate FX companies focuses on identifying required competencies of Responsible Managers and strategies for developing them. I...
-
Wed Nov 24
AML/CTF Training – Online Workshop
2:00 pm - 5:00 pmWebinarOur 3 hour online interactive workshop helps you meet your annual AML/CTF training requirements. The workshop will:
- give you the knowledge and skills to identify the risks of regulated ...
-
Mon Dec 6
AFSL Responsible Manager Training (RG 105) – Online Workshop
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
-
Fri Dec 17
Payments Law 101 Technical Training – Regulatory Focus and Fundamentals
12:15 pm - 1:15 pmWebinarRegulatory Focus and Fundamentals – 5 Regulators, 1 Payments business! How is the law relevant to my business?
In this webinar, we’ll explore the legal and regulatory fundamentals you ne...