Derivatives 101 – Technical Training: Regulatory Focus and Fundamentals – Sydney Workshop

What's covered

  • Legal definitions - derivatives and foreign exchange contracts
  • Using the right terminology - Contracts for difference, margin FX and foreign exchange
  • Derivatives and foreign exchange contracts – when is a financial product issued
  • What licence authorisations do CFD issuers need
  • Client money and derivative retail client money – a broad concept
  • Arranging -vs- dealing
Price: $120.00
+ GST: $12.00
Total: $132.00
Location and Venue
Dexus Place
Level 5, 1 Margaret Street
Sydney, NSW, 2000
Date and Time
Thu, 26th May 2022
1:15 pm- 2:15 pm
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In this session, we'll explore the legal and regulatory fundamentals you need to know when operating an OTC Derivatives & CFDs business in Australia. This workshop will be held straight after our quarterly Derivatives Industry Compliance Forum.

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