Most advice firms are aware that they have AML/CTF obligations, but aren’t always 100% exactly sure of what those obligations are. We'll walk through the nuts and bolts of AML/CTF law, why you have to comply and how you can comply. We’ll also look at what makes a good program and where some will fall short of the mark.
Sign In Register NowAML/CTF for Financial Advisers Training – Online Workshop
What's covered
- The obligations of Reporting Entities under the AML/CTF Act and the Rules
- The consequences of non-compliance
- The type of ML/TF risk that Reporting Entities might face and the potential consequences of such risk
- The measures provided for by the Reporting Entity’s AML/CTF Program and Procedures that are relevant to the work carried out by their employees