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AFSL – Outsourcing (Archived 2021-10-14)

This bundle is designed to assist AFS licensees to develop a policy for engaging with outsourced service providers.  It includes guidance on the initial engagement and ongoing monitoring of outsourced service providers, and is drafted to align with the requirements of ASIC’s RG 104 (Licensing: Meeting the general obligations) and APRA’s Prudential Standard CPS 231 (Outsourcing).

Included documents

  • AFSL – Outsourcing Policy (Archived 2021-10-14) Policy Ver. 2 - 28 Apr 2020
  • AFSL – Engagement Checklist for Outsourced Providers (Archived 2021-10-14) Tool Ver. 2 - 28 Apr 2020
  • AFSL – List of Existing Service Providers Template (Archived 2021-10-14) Tool Ver. 2 - 28 Apr 2020
  • AFSL – Letter to Existing Service Provider Template (Archived 2021-10-14) Tool Ver. 2 - 28 Apr 2020
  • AFSL – Service Provider Review Checklist (Archived 2021-10-14) Tool Ver. 2 - 28 Apr 2020
Price
$295.00
+GST
: $29.50
TOTAL
: $324.00

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