AFSL – Standalone Breaches & Incidents Register (Archived 2021-12-22)

This Excel template provides a register for licensees to record incidents, breaches, likely breaches and Reportable Situations.  The register includes a cut-down ASIC Breach (Reportable Situation) Draft fields – taken from ASIC’s online form.  The register is searchable using the basic ‘Control + Find’ command to identify “Deemed Significant Breaches”.  Please contact us directly if you would prefer to use our more sophisticated macro-enabled search tool for the keywords.

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