fbpx

AFSL – Adequate Resources

This bundle is to assist AFS licensees manage their human capital, financial requirements, and IT resources and related processes; and demonstrate they have sufficient resources to conduct and monitor their operations.  It is designed to align with the requirements of sections 912A and 912B of the Corporations Act 2001, and ASIC’s RG 104 (Licensing: Meeting the general obligations), RG 166 (Licensing: Financial requirements) and RG 126 (Compensation and insurance arrangements for AFS licensees).

Included documents

  • AFSL – Human Resources Policy Policy Ver. 1 - 01 Jan 2018
  • AFSL – Financial Resources, Records and Compensation Policy Policy Ver. 1 - 01 Jan 2018
  • AFSL – IT Resources Policy Policy Ver. 1 - 01 Jan 2018
  • AFSL – PI Insurance Checklist Tool Ver. 1 - 01 Jan 2018
  • AFSL – Human Resources Organisational Chart Template Tool Ver. 1 - 01 Jan 2018
Price
$950.00
+GST
: $95.00
TOTAL
: $1,045.00

Sign In

Create Free AccountSign in to your HN Hub account, or create a free account to purchase the document. By creating an account, you'll be able to track your purchases and be notified of when the document has been updated.