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ACL – Appointments (Archived 2021-06-18)

This bundle provides guidance for credit licensees on the requirements to appoint representatives and/or an RM or key person.  It is designed to align with the requirements under sections 64 and 65 of the National Consumer Credit Protection Act 2009, and with ASIC’s RG 206 (Credit licensing: Competence and training) and RG 205 (Credit licensing: General conduct obligations).

Included documents

  • ACL – Appointing a Responsible Manager and-or Key Person Policy Policy Ver. 1 - 15 Jan 2021
  • ACL – Appointing Representatives Policy (valid till 30 September 2021) Policy Ver. 1 - 15 Jan 2021
  • ACL – Representative Register Template Register Ver. 1 - 11 Nov 2020
  • ACL – Appointing a Responsible Manager Checklist Template Tool Ver. 1 - 11 Nov 2020
  • ACL – Appointing a Representative Checklist Template (valid till 30 September 2021) Tool Ver. 1 - 11 Nov 2020
  • ACL – Credit Representative Form Tool Ver. 1 - 11 Nov 2020
  • ACL – Appointment by Authoriser Form Tool Ver. 1 - 11 Nov 2020
  • ACL – Authorisation – Authoriser Form Tool Ver. 1 - 11 Nov 2020
  • ACL – Employee of a Licensee Form Tool Ver. 1 - 11 Nov 2020
Price
$950.00
+GST
: $95.00
TOTAL
: $1,045.00

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