Events & Training
We train Responsible Managers, Responsible Persons, Directors and other Officers, Compliance Managers, Advisers, Dealers, Brokers, Regulators and Compliance Consultants. A lot of our training is bespoke in-house training. However, some are available to the public! Our upcoming public courses are below:
About HN Training
Our training is run by our lawyers and consultants who are able to provide unique insights into the law. We provide CPD certificates, and categorise our training to assist advisers meet their FASEA requirements. However, please note that Holley Nethercote is not an RTO.
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Wed Mar 3
AFSL Responsible Manager Training (RG 105) – Workshop
9:00 am - 12:30 pmHolley Nethercote Compliance OfficeThis will be the first face-to-face public Responsible Manager workshop since the beginning of 2020! We aim to have this workshop face-to-face in our Melbourne office, however, it will be subject to...
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Wed Mar 17
WEBINAR: FDSs & Opt-Ins – The New Requirements
11:00 am - 12:00 pmWebinarBig changes are in place for Fee Disclosure Statements and Renewal Notices from 1 July 2021. The proposed Bill to implement Commissioner Hayne's recommendations on ongoing fee arrangements has recen...
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Thu Mar 18
Online General v Personal Advice Public Training Course
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the difference between general and personal advice, breach reporting and ASIC regulatory action. We also take a look a...
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Mon Mar 29
AFSL Responsible Manager Training (RG 105) – Online Workshop
2:00 pm - 5:00 pmWebinarOur online half day course has been designed to provide you with an overview of the role of Responsible Managers, and how they fit within the broader regulatory framework. The sessions are interacti...
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Wed Apr 21
WEBINAR: Code Provisions & Enforceability
11:00 am - 12:00 pmWebinarIndustry codes are expressed as promises made by industry participants. If industry codes are to be more than public relations puffs, the promises made must be made seriously. “ Hayne Royal Co...
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Tue Apr 27
AFSL Applied Responsible Manager Workshop (CFD Providers & Corporate FX Companies)
2:00 pm - 5:00 pmWebinarOur half day AFSL Applied Responsible Managers Workshop for CFD Providers & Corporate FX Companies focuses on identifying required competencies of Responsible Managers and strategies for developin...
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Thu Jun 17
AFSL Applied Responsible Manager Workshop (Product Providers)
2:00 pm - 5:00 pmWebinarOur half day AFSL Applied Responsible Managers Workshop for Product Providers focuses on identifying required competencies of Responsible Managers and strategies for developing them. It also explore...